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PhD Defence Melissa Fuller | Exploring the worlds of others - Understanding and cultivating empathy competence in professional communication

Exploring the worlds of others - Understanding and cultivating empathy competence in professional communication

The PhD defence of Melissa Fuller will take place in the Waaier Building of the University of Twente and can be followed by a live stream.
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Melissa Fuller is a PhD student in the Department of Communication Science. Promotors are prof.dr. M.D.T. de Jong and dr. H.A. van Vuuren from the Faculty of Behavioural, Management and Social Sciences.

The ability to understand and connect with others is fundamental to human existence. From our earliest interactions, we strive to make sense of the world and recognize that others may perceive and experience life differently from ourselves. Empathy allows us to bridge these differences, acting as the key to exploring the worlds of others. In professional environments, especially within communication roles, empathy becomes even more crucial. Communication professionals are expected not only to convey information but also to engage genuinely with diverse audiences, colleagues, and stakeholders. Despite its recognized importance, empathy is often underrepresented in communication education, which tends to focus on technical skills and theoretical knowledge. Recognizing this gap, this dissertation aims to enhance education for communication professionals by emphasizing the development of empathy competence. The goal is to provide significant value beyond traditional curricula, fostering professionals who can navigate complex interpersonal dynamics and create meaningful connections in their work.

Chapter 1: Introduction and Literature Review

To remain effective in rapidly changing professional environments, it is essential for communication professionals to continuously develop their competencies. The modern workplace demands not only technical skills but also the ability to understand and connect with others on a deeper level. This development often occurs within a social context of colleagues, clients, and stakeholders. Relationships that contribute to an individual's professional growth are known as developmental relationships. Such relationships are crucial in shaping how professionals function and advance in their careers. A specific and vital aspect of these developmental relationships is empathy—the ability to understand and respond to the emotions and perspectives of others. Empathy plays a foundational role in professional communication, enabling practitioners to navigate complex interpersonal dynamics, foster collaboration, and create meaningful connections. Despite its recognized importance in fields like healthcare, education, and leadership, empathy remains underrepresented in communication education and professional development programs. Communication professionals often face the challenge of engaging with diverse and unseen audiences, making the cultivation of empathy even more critical.

This dissertation focuses on enhancing empathy competence among communication professionals. While various studies have highlighted the benefits of empathy in professional settings—such as improved teamwork, leadership effectiveness, and relational satisfaction (Decety & Lamm, 2006; Goleman, 2006a)—there is limited knowledge about how empathy can be systematically developed and applied in the field of professional communication. Questions arise, such as: In what specific ways can empathy be cultivated among communication professionals? What do practitioners find important in the development of their empathic abilities? How can empathy be effectively integrated into communication curricula and professional practice? To address these questions, this dissertation employs a series of interrelated studies, combining both qualitative and quantitative methods. Central to this research is the exploration of empathy as a learnable competence, involving the understanding, verification, and response to others' emotions and perspectives while reflecting upon personal and external circumstances.

This chapter also provides an overview of significant literature on empathy research as it pertains to professional communication. Empathy has been explored across multiple disciplines, resulting in diverse definitions and theoretical perspectives. Early philosophical discussions emphasized the capacity to share and understand others' emotions as key to human interaction. Modern definitions converge around the idea that empathy involves cognitive, affective, behavioral, and physiological components (Cuff et al., 2016). Cognitive empathy refers to the intellectual understanding of another person's emotional state, while affective empathy involves emotionally resonating with others. Behavioral empathy includes the observable actions that express understanding and concern, and physiological empathy focuses on the biological mechanisms underlying empathic responses. Despite this multifaceted understanding, there is limited empirical research on how empathy is developed and enacted in professional communication settings. The unique challenges of mediated communication, where professionals often interact with unseen audiences, necessitate a specific exploration of empathy within this field.

Several key communication theories support the role of empathy in enhancing interpersonal and professional exchanges. Symbolic Interactionism posits that individuals create meaning through social interactions using symbols like language and gestures (Blumer, 1986). Empathy allows communicators to interpret these symbols in ways that acknowledge both cognitive and emotional experiences of others, enhancing clarity and connection. Social Penetration Theory describes how relationships evolve from superficial to intimate through self-disclosure, with empathy facilitating deeper emotional bonds (Altman & Taylor, 1973). Further, Uncertainty Reduction Theory suggests that communication aims to reduce uncertainty, with empathy allowing individuals to better understand and anticipate others' responses (Berger & Calabrese, 1975). These theories highlight the importance of empathy in professional communication but also reveal a gap in how empathy is operationalized and taught within the field.

Concurrently, several barriers hinder the effective application of empathy in professional communication. The nature of mediated communication presents challenges, as professionals often craft messages for large, unseen audiences without direct interaction (de Jong & Lentz, 2007; Walther, 1992). Time constraints and high workloads can also impede the reflective thinking necessary for empathy. Additionally, there may be a perception that empathy is a weakness in professional contexts that prioritize decisiveness and efficiency (Ou & Wong, 2021). Empathy fatigue, resulting from constant emotional engagement, can also reduce a professional's ability to connect meaningfully with others (Figley, 2002). To overcome these barriers, empathy can be cultivated through deliberate education and practice. Experiential learning methods, such as role-playing and simulations, allow professionals to adopt diverse perspectives and navigate emotional challenges (Kolb, 1984; Riess & Kraft-Todd, 2014). Reflective practices foster self-awareness and emotional intelligence, enabling individuals to critically evaluate their interactions and biases (Novack et al., 1999). Problem-based learning immerses learners in real-world scenarios, enhancing both cognitive and affective empathy (Boud & Cohen, 2014). Design Thinking emphasizes understanding others' needs and emotions before developing solutions, promoting empathic understanding through iterative processes (Brown & Katz, 2011; Geitz & de Geus, 2019). While these approaches have been effective in fields like healthcare and education, their adaptation for communication professionals—whose work often involves managing relationships through written and digital platforms—remains underexplored.

The motivation for this dissertation arises from the identified gap in understanding how empathy can be developed among communication professionals. By exploring theoretical frameworks, identifying barriers, and proposing practical approaches to empathy training, this research aims to contribute significantly to both theory and practice. The ultimate goal is to enhance communication education and professional development, fostering professionals who can navigate complex interpersonal dynamics and create meaningful connections in their work. This focus on empathy is not only timely but essential, as it addresses the core of effective communication in an increasingly interconnected and diverse global society.

Chapter 2: Competence Characteristics for Excellent Communication Professionals

This chapter explores the development of a comprehensive competency model that defines excellence in professional communication, drawing directly from the insights of practitioners in the field. The motivation for creating this model was twofold. First, there was a need to identify competencies that align communication activities with organizational goals, especially in areas like public relations and corporate communication where strategic thinking is vital. Second, the model sought to highlight competencies essential but underrepresented in communication science literature—most notably, empathy. Through qualitative methods involving focus groups and expert panels, the study introduced the SEEDS model, encompassing five key domains: Strategic, Empathic, Expressive, Decisive, and Seeing Patterns and Interrelationships. This practitioner-based framework moves beyond the general skills often discussed in literature by pinpointing specific attributes and behaviors that distinguish top performers in the field. A significant finding of this study is the identification of empathy as a crucial professional competence within the SEEDS model. Traditionally, the field has emphasized strategic and expressive abilities, often overlooking the role of empathy in professional contexts. The inclusion of empathy underscores its vital role in facilitating effective communication, building strong relationships, and understanding diverse audiences—factors increasingly important in today's global and culturally diverse environments.

By addressing the competencies that define excellence, the SEEDS model fills a notable gap in the literature. It integrates practical and theoretical insights into a unified framework that reflects real-world practices. Engaging directly with communication professionals ensured that the competencies identified are essential for excellence in the field. This approach aligns with competency-based education frameworks that emphasize developing specific, measurable skills that directly translate to professional success. By highlighting empathy as one of the core competencies, the study emphasizes its crucial role in achieving excellence in professional communication and sets the stage for deeper exploration in subsequent chapters.

Chapter 3: Operationalizing Empathy for the Professional Communication Context

Building directly on the findings of Chapter 2, which identified empathy as a crucial but underexplored competence, this chapter aims to operationalize empathy for practical application in professional communication. Recognizing that while empathy is essential, its precise mechanisms within professional contexts were previously undefined, the research sought to develop a framework to inform learning interventions and measure empathy development among professionals. Through in-depth interviews with seasoned communication practitioners, the study identified the cognitive, behavioral, and environmental elements essential to empathy competence. By structuring the operationalization of empathy around the Skills, Knowledge, and Attitudes (SKAs) framework, the study provided a comprehensive approach to developing and assessing empathy competence. This structured approach offers practical guidance on how empathy can be cultivated and measured among communication professionals.

The findings highlight that empathy enables professionals to navigate complex interpersonal dynamics, foster stronger relationships, and enhance communication effectiveness—outcomes vital in professional communication. By moving from identifying empathy as a crucial competence to operationalizing it, the research demonstrates a coherent progression in addressing a gap within communication science. The framework developed provides a foundation for integrating empathy into professional development programs and communication curricula, ensuring that professionals are equipped with the necessary competencies to excel in their roles.

Chapter 4: Empathy Competencies and Behaviors in Professional Communication Interactions

Building upon the operationalization of empathy competence, this chapter investigates how empathy manifests in an educational context and addresses the challenges of accurately measuring it among communication students. Recognizing that effective empathy is crucial for professional communicators, the study examines the alignment between students' self-assessments of their empathy competence and the assessments provided by clients in simulated professional interactions. A mixed-method approach was employed using video-recorded role-play scenarios. Final-year communication bachelor students engaged in simulated client consultations designed to reflect real-world professional settings. After each interaction, students completed self-assessment questionnaires evaluating their displayed empathy, while clients provided their assessments of the students' empathic behaviors. In some cases, independent observers also evaluated the interactions.

The key finding was a significant discrepancy between students’ self-assessed empathy levels and the evaluations provided by clients and observers. While students generally rated their own empathy highly, clients and observers perceived lower levels of empathic behavior. This gap highlights the limitations of relying solely on self-assessment for measuring empathy competence, suggesting that students may overestimate their ability to convey empathy in professional interactions. By identifying specific verbal and non-verbal behaviors associated with higher empathy ratings—such as open body language, active listening, paraphrasing, and connecting solutions to the client's perspectives—the study provides valuable insights into how empathy is effectively expressed and perceived in professional communication. These findings underscore the importance of incorporating external feedback mechanisms in empathy training programs to enhance students' self-awareness and skill development.

Chapter 5: Training Empathy Competence

This chapter presents the design and assessment of an empathy training program tailored for professional communication students. Building upon the identification and operationalization of empathy competence in the previous chapters, the study evaluates the effectiveness of such training and examines its short-term and long-term impacts on students' professional development. A comprehensive empathy competence course was developed for final-year communication students, grounded in the structured empathy model established earlier. The course was meticulously designed using educational frameworks like constructive alignment and experiential learning, ensuring that learning activities and assessments were closely tied to the intended outcomes. It incorporated methods such as role-playing, simulations, and reflective journaling, allowing students to practice and refine their empathy skills in realistic scenarios.

Results of this study indicate that the empathy training was effective in enhancing students' empathy competence. Immediately after completing the course, students reported significant improvements in their ability to apply empathy in professional interactions, increased self-awareness, and a deeper understanding of empathic communication. Notably, two years after the training, many students continued to report sustained improvements in their empathy skills. They emphasized that the competencies developed were directly applicable in their professional lives, particularly in building relationships, managing conflicts, and fostering collaboration. By focusing on both the design of the empathy training and its short-term and long-term effects, this chapter demonstrates the effectiveness of structured empathy education in professional communication. The sustained improvements reported by students underscore the importance of continuous reflection and ongoing practice in maintaining empathy competence. This study highlights that empathy is a dynamic skill requiring lifelong learning, reinforcing its significance as a cornerstone of professional communication excellence.

General Conclusion

The studies in this dissertation underscore the critical importance of empathy in professional communication. They establish empathy as a foundational competence essential for the communication field. Starting with the identification of empathy as a key component of professional excellence, moving to its operationalization, examining its behavioral manifestations, and demonstrating the effectiveness of empathy training, the research offers a comprehensive understanding of empathy's role. The findings challenge traditional paradigms in communication science that have prioritized technical and strategic skills over interpersonal competencies like empathy. By integrating empathy into core competencies and demonstrating its profound impact on professional practice, the dissertation advocates for a paradigm shift in both education and professional development. Empathy allows professionals to transcend their own perspectives and connect deeply with others. It is the key to richer human connections, enabling communication professionals to truly explore the worlds of others. By embracing empathy as a core competence, professionals can navigate the complexities of human interaction more effectively, fostering collaboration, understanding, and meaningful connections in their work.

This research contributes significantly to both academic and practical perspectives in the field of communication. It provides a robust foundation for future studies and offers actionable strategies for integrating empathy into communication education and practice. By emphasizing empathy's importance and exploring its practical applications, the dissertation enhances the understanding and cultivation of empathy within the communication profession.